NOC LIVE · 24/7/365 ⬢ MICROSOFT PARTNER · MPN 3318934 📍 NASHVILLE TN · NATIONWIDE SERVICE ⚡ EST. 2003 · 23+ YEARS NOC LIVE · 24/7/365 ⬢ MICROSOFT PARTNER · MPN 3318934 📍 NASHVILLE TN · NATIONWIDE SERVICE ⚡ EST. 2003 · 23+ YEARS
Home/ Industries/ Financial Services
Industry · Financial Services

Financial Services IT, Compliance-Ready.

We support Tennessee financial advisors, RIAs, accounting firms, community banks, and credit unions — managed IT, cybersecurity, regulatory compliance support (GLBA Safeguards Rule, SEC Reg S-P, FFIEC guidance), and the controls examiners actually look for.

/ 01What we hear from financial services clients

01 · Pain

Regulatory examination pressure

GLBA Safeguards Rule (amended 2023), SEC Reg S-P, FINRA, FFIEC — overlapping requirements, escalating expectations.

02 · Pain

Wire fraud and BEC risk

Financial services accounts are top targets. A compromised email account leads to wire fraud and irrecoverable client losses.

03 · Pain

Client data exposure liability

Tennessee has strict breach notification (Tenn. Code § 47-18-2107). The cost of a breach including notification, legal, and reputational damage runs $500K+ for typical firms.

04 · Pain

Software-specific support

eMoney, RightCapital, Tamarac, Orion, Black Diamond, QuickBooks, CCH, UltraTax — finance-specific applications need specialist support.

/ 02What we do for financial services

01 · We Do

Regulatory-aligned managed IT

GLBA Safeguards Rule controls, SEC Reg S-P alignment, written information security program (WISP) documentation.

02 · We Do

Wire fraud and BEC defense

Advanced email security, MFA enforcement, callback verification protocols, fraud-attempt monitoring.

03 · We Do

Financial software support

eMoney, RightCapital, Tamarac, Orion, QuickBooks, CCH, Drake, ProSeries — performance, integration, vendor escalation.

04 · We Do

Cybersecurity stack

Managed EDR, dark web monitoring, vulnerability scanning, security awareness training.

05 · We Do

Examination support

Documentation prep, evidence collection, examiner Q&A support during regulatory exams.

Tennessee financial firms face an evolving regulatory landscape. We help you build the documented controls examiners want to see — Written Information Security Program (WISP), incident response plan, vendor risk management, employee training records — before they ask, not after.

/ 03Related IT Services

/ 04Learn more

Want help with your industry?

We do this work for Tennessee businesses every day. Free consultation, no pitch.

Talk to us 615-274-9555